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Case Study

Date :
June 10, 2024
Large Multi-National Investment Bank

Large multi-national investment banks (MNBs) play a critical role in global finance, providing a range of services that support the operations of corporations, governments, and other institutions. Here's a comprehensive overview of large multi-national investment banks

Large multi-national investment banks are pivotal in the global financial system, providing essential services that facilitate economic growth and development. Despite facing numerous challenges, these institutions continue to evolve by leveraging technology, expanding into new markets, and focusing on sustainability and customer-centric strategies.



Core Functions and Services

1. Investment Banking:
  • Mergers and Acquisitions (M&A): Advising clients on mergers, acquisitions, and divestitures, including valuation, structuring deals, and negotiation.
  • Underwriting : Assisting clients in raising capital through the issuance of securities, including equity (IPOs, follow-ons) and debt (bonds).

2. Trading and Brokerage:
  • Securities Trading:Buying and selling securities such as stocks, bonds, commodities, and derivatives on behalf of clients or for the bank's own account.
  • Market Making: Providing liquidity to markets by being ready to buy and sell securities at any time.

"The activity of pursuing strategic opportunities for a particular business or organization, for example by cultivating partnerships or other commercial relationships, or identifying new markets for [their] products or services. "

Oxford Dictionary - Head Of Idea
Key Challenges
Data Privacy and Protection:
Data privacy laws, such as GDPR in the EU and CCPA in the US, impose strict requirements on the collection, processing, and storage of personal data.
Cybersecurity and Technology Risks:
With the increasing reliance on technology and digital platforms, investment banks face growing cybersecurity threats and technology risks.
Cross-Border Regulations:
Operating in multiple countries means adhering to a diverse set of regulatory frameworks, which can be complex and sometimes contradictory.
Anti-Money Laundering (AML) and Know Your Customer (KYC):
Ensuring compliance with AML and KYC regulations is crucial for preventing financial crime and maintaining the integrity of the financial system.